Yes. Plenty is a SEC-registered Investment Adviser. That means we have committed to a fiduciary duty for our clients in which we must act in the best interest of our clients, ahead of our own. We also commit to disclosing any conflicts of interest and to ensure that we and our team act in an ethical manner. It is a responsibility we do not take lightly and gladly do so.
Our sub-advisor, Helium Advisors LLC, enables us to provide investment portfolios. They are a SEC-registered Investment Advisor.