This information is used to securely open an account in your name, which is used to hold the money you have invested with Plenty. We are registered with the Securities and Exchange Commission (”SEC”) as a Registered Investment Adviser and follow all applicable rules and regulations set by the SEC and other relevant regulatory organizations. All funds invested through Plenty are eligible for SIPC insurance and are held by an independent qualified custodian, BNY Mellon | Pershing, which is also regulated by the SEC.